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FINRA BACKGROUND CHECKS

The Financial Industry Regulatory Authority (FINRA) is the governing agency for investors in the United States.

A FINRA Background Check is a check done by FINRA to ensure that applicants are providing accurate U4 forms when applying for financial positions, such as investment banking.  We offer FINRA background check submissions via ink fingerprinting forms and electronic submissions that get sent digitally via our authorized channeler.

How we submit to the FINRA

  

Electronic Fingerprint Capture

Live Scan Fingerprinting allows us to submit your fingerprints to the FBI electronically. 


 

FINRA Card Print Outs

Ink Fingerprinting is the traditional way of submitting fingerprints to the FBI via FD-258 cards.

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